We are working with a well-regarded professional services firm to hire a Compliance Analyst to join their growing team in Eastleigh. In this role, you’ll play a key part in shaping and delivering the firm’s risk and compliance strategy across all areas of the business, ensuring that regulatory, operational and strategic risks are effectively managed and mitigated. Our client is seeking someone with at least two years of UK regulatory experience gained either in a practice environment (legal or accountancy) or within a regulatory team at a professional body. You’ll bring a sound understanding of risk and compliance in a professional services setting, along with knowledge of CDD and AML processes.
Supporting the development and implementation of a firmwide Compliance and Risk strategy
Assisting with embedding a strong compliance culture through training and communication initiatives
Preparing regulatory submissions for relevant professional bodies in relation to new acquisitions
Producing clear and accurate reporting on compliance issues and breaches
Advising and guiding partners, managers, and staff on compliance matters
Maintaining and updating regulatory policies, firmwide risk assessments, and procedural documentation
Overseeing client onboarding documentation and ensuring compliance with regulatory changes
Supporting GDPR compliance and timely reporting of risks to the ICO
Liaising with professional bodies to maintain up-to-date regulatory compliance
Drafting and implementing new regulatory guidelines as required
Representing Compliance in wider group projects to embed best practice into evolving business processes
This is a fantastic opportunity to join a forward-thinking firm where you can genuinely shape the compliance function and make a tangible impact on the wider business. Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 117 2542.