Our client are a leading Investment Bank who are looking to expand their Audit department
• Conduct audit work based on established audit plans and execute the audit in accordance with
established standards ensuring completion
• Develop/contribute to the audit planning process for specific audits, ensuring appropriate programs and
risk assessments are completed accordingly.
• Manage the ongoing audit communications process with the client during and subsequent to the audit.
• Present objective and independent audit opinion on the adequacy of internal controls in accordance with
established professional audit standards, including presentation of findings and recommendations to
client and audit management.
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm
policy.
• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of
specialization.
• Lead/support the audit engagement and risk assessment process to identify key risks and identify
opportunities where controls are missing or are inadequate to mitigate these risks.
SHAREHOLDER
• Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable
regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying
control weaknesses/failures, potential opportunities to improve operational efficiencies for own business
area.
• May develop and provide complex reporting, analysis, and assessments at the functional or enterprise
level.
• Prioritize and manage own workload to deliver quality results and meet assigned timelines.
• Keep current on emerging trends / developments and grow knowledge of the business, analytical tools
and techniques and apply them where appropriate.
• Develop and deliver audit findings, presentations / communications to management or broader audience.
• Contribute to the analysis, due diligence, and implementation of initiatives within defined area of
responsibility.