About the Company
Were working with a well-established, employee-owned financial services firm with an excellent reputation for delivering high-quality, client-focused advice. The business prides itself on creating a supportive, collaborative culture where employees are encouraged to develop and rewarded for their contributions.
With a period of growth ahead, they are now seeking an experienced Fact checkerto join their expanding Compliance team.
The Opportunity
This role offers far more than standard file checking. As part of the compliance function, youll carry out thorough pre- and post-sale reviews across pensions, investments, and protection, while also getting involved in wider compliance projects that influence firm-wide processes and standards.
Key Responsibilities
1. Conduct pre- and post-sale file reviews to ensure FCA compliance and uphold advice quality.
2. Produce clear, constructive feedback for advisers and follow remedial actions through to completion.
3. Support the Head of Compliance with
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