Senior Compliance Manager – Remote | Growing IFA | No.2 to SMF16/17
Check below to see if you have what is needed for this opportunity, and if so, make an application asap.
£70k - £90k
Monthly travel to head office (South).
Here’s one for the experienced IFA Compliance professionals who want to make a real impact.
This is a newly created Senior Compliance Manager position with a growing, IFA business that’s building something long-term and sustainable.
You will:
* Be the right hand to the SMF16/17, who is focused on driving the firm’s M&A activity.
* Take the lead on the day-to-day compliance operations
* Ensuring the advice is suitable, files are reviewed, systems are running smoothly, and standards remain high as the business scales.
* Comfortable with T&C oversight, MI reporting, policies, financial promotions... all part of your toolkit. But more than that, you’ll be proactive, organised
* Work independently quarterly reporting and strategic updates.
You'll bring:
* Level 4 Qualified, DipPFS/DipFA or equiv.
* Strong compliance experience within an IFA/wealth management environment
* Up-to-date knowledge of FCA requirements and advice standards
* Experience writing compliance reports and interpreting MI
* Confident, approachable, and commercially aware
* Able to work remotely and manage your own schedule
* Monthly travel for team meetings.
This is a brilliant chance to step into a broad, visible role in a growing business. Someone who enjoys autonomy, has influence, and can be trusted to run with things without being micromanaged.
If you're interested, drop me a message or apply directly. Let’s chat about what you’re looking for next.