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Senior associate - financial crime and controls

Slough
HSBC Innovation Banking
Posted: 15 May
Offer description

Senior Associate – Financial Crime Risk & Controls

6-Month Contract

London / Hybrid

Competitive rate of pay


The Opportunity

HSBC Innovation Bank are seeking an experienced Senior Associate to join the Financial Crime Risk & Controls (FCRC) team.

This is a critical First Line of Defence (1LoD) role, focused on managing financial crime risk across the customer lifecycle. You will take ownership of complex casework, provide risk-based decisioning, and support the ongoing strengthening of financial crime controls across the business.

About the Team

The FCRC team is responsible for identifying, investigating, and monitoring financial crime risks, including:

* Anti-Money Laundering (AML) & Counter-Terrorist Financing (CTF)
* Sanctions
* Anti-Bribery & Corruption (AB&C)
* Fraud
* Tax Transparency
* Reputational Risk


Key Responsibilities

Case Delivery

* Manage and progress a pipeline of financial crime cases in line with SLAs and risk appetite
* Conduct AML/CTF, sanctions, fraud, AB&C, tax transparency, and reputational risk reviews
* Perform CDD and EDD including beneficial ownership, source of wealth/funds, and adverse media checks
* Support Special Category Client (SCC) and reputational risk assessments
* Complete account activity reviews and assess transactional behaviour
* Identify red flags, emerging risks, and recommend mitigation actions
* Produce clear, audit-ready case documentation

Risk & Controls

* Apply the Financial Crime Risk Management Framework to case decisions
* Escalate high-risk or complex cases appropriately
* Identify and support remediation of control gaps
* Contribute to MI reporting (volumes, key themes, risks, turnaround times)

Stakeholder Management

* Collaborate with onboarding, operations, relationship teams, and financial crime stakeholders
* Provide clear guidance to business stakeholders on documentation and risk requirements

Governance & Quality

* Ensure strong record keeping and file quality
* Support audit and regulatory reviews
* Promote a strong risk and compliance culture


Skills & Experience Required

Essential

* Strong experience in financial crime risk roles within financial services
* Deep understanding of AML frameworks, including CDD, EDD, transaction monitoring, and sanctions
* Solid knowledge of UK regulatory environment (FCA & PRA)
* Experience managing complex casework and financial crime risks across customer segments
* Proven ability to engage and influence senior stakeholders
* Strong understanding of risk frameworks, controls, and compliance programmes

Desirable

* Leadership or team management experience
* ICA or ACAMS qualification


Key Competencies

* Risk-based decision making
* Strong communication and stakeholder management
* Analytical thinking with attention to detail
* Ability to work independently in a fast-paced environment
* Leadership mindset with the confidence to challenge and influence

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