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Compliance officer

London
JSS Search
Compliance officer
Posted: 7h ago
Offer description

Responsibilities Prepare summaries, reports, and gap analyses to keep the Compliance function and key stakeholders informed of relevant regulatory developments. Act as a trusted advisor by collaborating with colleagues across the compliance team to investigate queries and escalate issues relating to policy, procedures, licensing, and business placement. Deliver timely, accurate, and effective compliance support across the organisation and its affiliated entities. Monitor and assess changes in regulations and legislation relevant to the jurisdictions in which the business operates, identifying potential impacts. Provide clear, pragmatic compliance guidance, ensuring alignment with relevant regulatory and legal requirements. Support the coordination and resolution of business complaints, including the review and management of due diligence requests from external counterparties. Assist in preparing compliance reports for internal governance forums, such as Compliance Committee meetings. Contribute to the development and maintenance of compliance training resources, including e-learning modules, guides, and internal communications. Support the preparation and submission of regulatory returns and responses to information requests from regulatory bodies, including the FCA and other relevant authorities. Experience and Knowledge Experience within the London insurance market, with familiarity in the application of regulatory and legal frameworks Exposure to financial crime controls, including KYC reviews or compliance monitoring Understanding of managing conflicts of interest and working knowledge of FCA conduct standards (e.g. Consumer Duty, product governance) Skills Self-motivated with a willingness to embrace new challenges Quick to grasp new concepts and processes Strong organisational and prioritisation skills Excellent communication abilities, both verbal and written Comfortable working in a structured, regulated environment High level of accuracy and attention to detail Demonstrates sound judgment and knowledge application Capable of working to deadlines and managing time effectively

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