Compliance Team Leader
Bromley, Kent
Competitive Salary
Permanent
Full time
Leading a team of two you will be operating as part of the second line of defence by providing regulatory technical and compliance oversight and practical guidance to the business. You will play a key role in the delivery of change to meet new and upcoming regulations and the compliance strategic plan.
Your day to day will include:
1. Providing expert and practical regulatory guidance, to the business in relation to its products, systems, policies, processes and controls.
2. Providing pragmatic guidance on regulatory matters.
3. Acting as the compliance SME on projects, governance committees and meetings.
4. Analyzing and interpreting conduct risk and compliance MI sharing insights.
5. Providing support to business areas on how to appropriately resolve any identified compliance issues, including root cause analysis and remediation.
6. Maintaining a deep understanding of UK financial services regulation, and upcoming regulatory change, producing summaries and a Compliance Bulletin for all employees
7. B...