Compliance Manager – Investments
Location:
Preston, Lancashire, United Kingdom
Job Category:
Other
EU work permit required:
Yes
Job Views:
2
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
Role Overview: We are seeking an experienced Compliance Manager with expertise in investments to join a regulatory consultancy. The role involves providing compliance support across the investments sector, including hedge funds and private equity.
Responsibilities:
* Provide guidance on regulations such as MiFID II, AIFMD, market abuse, and offshore fund establishment.
* Support compliance projects, audits, and policy updates.
* Maintain knowledge of regulatory requirements and advise clients accordingly.
* Develop client relationships and mentor junior staff.
Qualifications:
* Experience in wholesale investment compliance, preferably with hedge funds and private equity.
* Knowledge of regulatory frameworks including MiFID II, AIFMD, SFTR, EMIR, and SM&CR.
* Strong communication skills and ability to manage multiple projects.
* Relevant financial qualifications are desirable.
Benefits: Competitive salary (£65,000 - £75,000), bonus, private medical insurance, gym contributions, pension schemes, and hybrid working (2 days in-office).
Note: The location is Preston, Lancashire, UK. The posting is active until 19.07.2025.
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