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Compliance officer

Guildford
Anonymous
Compliance officer
Posted: 18h ago
Offer description

Overview

A London-based activist investment manager is seeking to hire a Compliance Officer with approximately five years of relevant experience. This is a broad, hands-on role suited to someone who is comfortable operating in a lean, high-performance environment and who is keen to take ownership across multiple business areas.

The position is weighted towards compliance, which will account for approximately 65% of the role, with the balance spanning one of the following areas : operational, finance, legal, and tax-related responsibilities.

The successful candidate will play a key role in supporting the firm’s regulatory framework, maintaining a strong culture of compliance, and ensuring that the business continues to meet its obligations as an FCA-regulated investment manager.

This role will also work closely with the firm’s external compliance consultancy ,helping to coordinate day-to-day compliance activity, regulatory monitoring and periodic reviews

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