Location - Milton Keynes
Role - Financial Adviser
Salary - £45,000-£55,000
We are currently assisting a well established Independent Financial Advisory in Milton Keynes recruit for their next Financial Adviser to expand their current successful team.
If you are friendly and have an approachable manner this could be the role for you.
They are looking for somone who is looking to progress to Chartered and has a proven track record of providing financial advice.
They have a client bank available and also back office systems and compliance support.
Responsibilities;
Contacting clients and setting up meetings, either within an office environment or in client's homes or business premises;
• Conducting in-depth reviews of client's financial circumstances, current provision and future aims;
• Analysing information and preparing plans best suited to individual client's requirements;
• Making sure clients receive relevant documentation in a timely way
• Prospecting and contacting potential clients in accordance with the firm’s business plan
• Completing risk analyses;
• Working with our technical team to research the marketplace and provide clients with information on new and existing products and services;
• Assisting clients to make informed decisions;
• Reviewing and responding to clients changing needs and financial circumstances;
• Meeting given or negotiated commercial targets;
• Keep up-to-date with new products, technical or legislative changes within the marketplace.
• Comply at all times with the Compliance and Training & Competence Schemes / Procedures of the firm.
• Comply at all times with the requirements of the Financial Services and Markets Act 2000, and the FCA’s Principles, Rules and the Code of Practice for Approved Persons.
• Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the
• Making sure you follow relevant advice and sales procedures at all times
• Keeping up to date with relevant regulatory, product, legislative and technical requirements
• Making sure all client contact is carried out in a professional and courteous way
• Making sure all client files are compliant on an ongoing basis
• Making sure all client records are retained in line with the firm’s Data security / data protection/ record keeping policy
• Making sure sufficient client information is obtained before any recommendation is made • Undertaking appropriate product and market research
• Making sure suitable recommendations are made at all times
• Making sure all supporting documents are maintained
Great benefits on offer, please apply if you are suitable for this role.