Overview
Controls & Compliance Specialist - Finance. Hybrid role from the Manchester Office.
You will be responsible for the development of internal compliance policies, establishing robust controls, and ensuring effective monitoring mechanisms. You will work as part of a team that operates across multiple sites and international jurisdictions. The Finance Operations team is undergoing change to deliver a more efficient service to internal and external clients. This role supports meeting regulatory requirements and embedding new technological platforms to equip the team for evolving business needs.
Responsibilities
* Develop and enhance internal controls to facilitate successful audit outcomes
* Maintain compliance with relevant jurisdictions through meticulous policy and procedure management
* Design and implement system controls to mitigate compliance risks
* Establish monitoring frameworks to assess the efficacy of our controls environment
* Evaluate external requirements and implement enhanced controls to fortify our framework
* Lead internal teams through SRA audits, engaging with the external audit team and drive remediation plans as necessary
* Provide a compliance and controls perspective for new Digital Transformation initiatives
* Support compliance with Solicitor Regulation Authority (SRA) Accounts Rules regulatory requirements through review of processes, procedures and controls, enhancing or implementing changes where required
* Support the focus and understanding of the firm’s financial compliance responsibilities through a rolling programme of training and communication, including training for new joiners
Essential Qualifications
* Previous experience in a law firm environment with knowledge of SRA Accounts Rules
* Experience in a high-volume/shared services setting
* Familiarity with 3E and e-billing solutions
* Understanding of finance operations and associated controls best practices
* Passionate about compliance and continuously seeking opportunities for knowledge enhancement
* Exceptional communication skills with the ability to tailor messaging to diverse stakeholder groups
What we offer
We are committed to ensuring that each member of our team feels valued and duly rewarded during their time at DWF. We are an equal opportunities employer that celebrates diversity and we are committed to creating an inclusive environment for all. We aim to create a positive experience for all candidates and offer any adjustments or additional support needed. If you're excited about the opportunity but your experience doesn’t align perfectly with all the requirements, please apply anyway. You may be the right candidate for the role or others across the wider team.
About Us
DWF is a leading global provider of integrated legal and business services. Our approach delivers efficiency, price certainty and transparency for our clients across the world without compromising on quality or service. Our purpose is to deliver positive outcomes with our colleagues, clients and communities and we foster a culture that places our colleagues at the centre of all that we do.
Job Details
* Seniority level: Entry level
* Employment type: Full-time
* Job function: Accounting/Auditing and Finance
* Industries: Law Practice
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