Wealth Compliance Analyst or Supervisor
Newcastle
Permanent
Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor
to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.
Responsibilities of the Wealth Compliance Analyst or Supervisor:
-Ensure client files comply with policies and regulatory standards
-Provide support to financial advisors regarding their training, competency and compliance
-Assist with the training for new hires with regards to compliance processes and standards
-Provide compliance support to the business and the advisors
Background of the Wealth Compliance Analyst or Supervisor:
-Strong experience in compliance or audit within the financial services sector
-Level 4 qualified DipFA, DipPFS, ect…..
-Strong stakeholder management and business partnering skills
-Exposure to UK regulations and products
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