Job Description
Compliance Officer / Compliance Manager
Commercial Lines Insurance Broker
London (3 days per week in office)
Exclusive to IDEX Consulting
The Opportunity
IDEX are partnered with a lloyds broker seeking a standalone Compliance Officer / Compliance Manager to join its London team.
The business operates a lean, high-performing model with a strong London Market presence and International focus. The firm places risks directly into the Lloyd’s market and has built a reputation for long-term relationships and technical capability.
Following the departure of a long-serving Compliance Manager, this appointment represents a key hire to the business. The business is seeking an compliance professional to provide stability, regulatory assurance, and pragmatic commercial guidance.
This is a standalone role with direct senior management exposure and meaningful influence.
The Role
You will take ownership of the compliance function, ensuring the business maintains robust regulatory standards while supporting its commercial objectives.
Key areas of focus will include:
* Reviewing and strengthening the compliance monitoring programme
* Conducting a post-transition gap analysis
* Supporting SMCR responsibility allocation and documentation updates
* Conduct Rules oversight and training
* Compliance reporting
* Rebuilding and maintaining the compliance calendar
* Refreshing the risk register
* Oversight of outsourced compliance arrangements (currently supported externally)
* Ensuring appropriate governance and controls in line with Lloyd’s market standards
The Profile
We are seeking an individual who:
* Has experience within an FCA-regulated commercial lines broker
* Understands London Market and Lloyd’s conduct requirements
* Can balance commercial pragmatism with regulatory robustness
* Is comfortable operating within a lean team structure
This position would suit either:
* An experienced Compliance Manager seeking autonomy and influence, or
* A capable Compliance Officer / Senior Analyst ready to step into a broader mandate