Job Summary
Job Description
What is the opportunity?
Wealth Management Europe's existing Training and Competence team has implemented a centralised supervisory structure to create capacity for advisers and improve adviser performance. The successful candidate will be part of the national supervisory team providing oversight, risk analysis, and developmental support to advisers.
As a Supervisor, you will manage advisers’ ongoing competency under SMCR, through activities such as observations, 1:1s, coaching, feedback, and data analysis, escalating risks and issues as needed. The role primarily supports Portfolio Managers, Intermediary Investment Managers, and some regulated employees in the Central investment and Research teams.
This role supports advisors across the UK and Channel Islands. Applicants should be within commuting distance to an office in our network and able to travel as required.
What will you do?
* Supervise portfolio management roles, analysts, and research.
* Engage with investment committees to understand strategic asset allocations.
* Collaborate with line managers on performance and risk management, and develop effective development plans.
* Decide on employee competence, follow up actions, and identify systemic issues.
* Build relationships and promote a positive culture around adviser development.
* Communicate with stakeholders regarding adviser performance and trends.
* Identify and implement adviser development opportunities across the network.
* Manage your supervision activities proactively, ensuring regulatory compliance.
* Promote high standards, accountability, and best practices among Certified Persons.
* Analyze MI/Data to identify patterns, root causes, and advise on remedial actions.
* Maintain a mindset of continuous improvement, understanding root causes and mitigating risks.
What do you need to succeed?
* CISI Certificate in Investment Management / IMC or equivalent qualification.
* Maintain competence and CPD as a Supervisor.
* Strong knowledge of investment instruments, asset allocation, portfolio construction, and risk management.
* Experience in supervising or portfolio management, providing technical guidance.
* Understanding of FCA T&C handbook and regulatory environment.
* Ability to apply FCA guidance confidently across situations.
* Strong business awareness and strategic focus.
* Excellent data analysis skills to identify trends and patterns.
* Effective collaboration with other business teams and high attention to detail.
* Excellent communication skills at all organizational levels.
What is in it for you?
* Supportive leadership and development opportunities.
* Work with industry-leading professionals.
* Make a meaningful and lasting impact.
* Be part of a dynamic, collaborative, high-performing team.
Agency Notice
RBC Group does not accept agency resumes. Please do not forward resumes to our employees or other company locations. We only pay fees to agencies with prior agreements and do not pay for unsolicited resumes. Contact our Recruitment team for more details.
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