Join to apply for the Mortgage Compliance Advisor role at Stonebridge - Mortgage & Insurance Network
3 weeks ago Be among the first 25 applicants
Join to apply for the Mortgage Compliance Advisor role at Stonebridge - Mortgage & Insurance Network
Get AI-powered advice on this job and more exclusive features.
Stonebridge - Mortgage & Insurance Network provided pay range
This range is provided by Stonebridge - Mortgage & Insurance Network. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
We are looking for a Mortgage Compliance Advisor (Business Standards Associate) to join us on a full-time, permanent basis, hybrid working, 3 days from our Basildon offices and 2 days working from home. In return, you will receive a salary of £24,000 - £25,000 per annum, depending on skills and experience.
About Us
At Stonebridge, our employees tell us we are a great place to work. We are passionate about what we do, our people matter, their opinions, insights and enthusiasm are key to our success. We value and look after people, are big on employee wellbeing, we are socially and environmentally responsible and like to get involved in charity work. We consistently look for ways to create a better future, back each other and most importantly, to do the right thing.
Our Benefits
* Great company culture
* Flexibility to work partly office based and partly from home
* Free breakfast, lunch, fresh fruit snacks, hot and cold soft drinks when working in the office
* 2 days off per annum for charity / community volunteering
* 2 half days paid leave for 'me time' to support mental and physical wellbeing
* 1 day paid leave for 'team time' joining your team in a volunteering / community service activity
* Full programme of employee engagement activities
* Company reward and recognition schemes
* Discounts off online and high street shopping through our employee benefits platform
* Company sick pay
* Option to buy / sell up to 5 additional days annual leave
* Gym Subsidy
* Bike to work scheme
* Pension
* Employee Assistance Programme
* £500 employee referral scheme
* Death in service insurance cover
* Critical illness insurance cover
The role
The Associate deals directly with the UK-wide network of professional mortgage and insurance Advisers, in relation to residential and buy to let mortgage case files and their compliance with; operating procedures, the Stonebridge Performance Management System and the FCA regulatory requirements.
The role includes completing 1-2-1 reviews, checking cases and supporting specific AR Firms / Advisers.
The Associate provides coaching and guidance to upskill the advisers, fostering good practice and standards, by phone and email and reviews and provides feedback on promotional materials.
Key Responsibilities
* Complete 1-2-1s and observations
* Complete reviews of mortgage & insurance cases, provide feedback on risks, shortfalls or potential fraud for adviser action
* Deal with adviser queries by phone/email, giving instructions to complete cases in line with standards & regulations
* Monitor AR competence records (CPD) and provide feedback
* Review sales promotions & documentation and provide feedback/guidance as required
* Keep team spreadsheets up to date
These are the primary responsibilities of the role, on which the individual will be assessed and their performance measured. From time to time they may be asked to undertake other activities to support the team/company overall. These will be defined by their line manager and the expected period/duration confirmed.
These responsibilities may be varied and/or expanded in line with business need in the future. This will be communicated in advance of any changes.
Our ideal candidate
* Previous mortgage file reviewing or adviser experience
* Experience of providing one to one feedback around compliance or receiving one to one feedback around compliance as a mortgage adviser
* Ability to prepare reports, create and interpret MI
* Keen eye for detail
* Probing, investigative, analytical
* Assertive communicator
* Able to fully satisfy the pre employment screening process which comprises of right to work, identity, 5 years referencing, AML, credit screen, financial sanctions and DBS checks
How To Apply
Apply with CV. If you require any reasonable adjustments for any part of the recruitment process, please let our recruitment team know.
If you require any reasonable adjustments for any part of the recruitment process, please let our recruitment team know.
Individuals with different cultures, perspectives and experiences are at the heart of the way Stonebridge works. We are committed to equality of opportunity and welcome applications from everyone regardless of age, disability, sex, gender reassignment, sexual orientation, pregnancy and maternity, race, religion or belief, marriage and civil partnerships, and ex-offenders.
Seniority level
* Seniority level
Entry level
Employment type
* Employment type
Full-time
Job function
* Job function
Finance and Sales
* Industries
Banking
Referrals increase your chances of interviewing at Stonebridge - Mortgage & Insurance Network by 2x
Get notified about new Compliance Advisor jobs in Basildon, England, United Kingdom.
Basildon, England, United Kingdom 2 weeks ago
Maidstone, England, United Kingdom 2 weeks ago
London, England, United Kingdom 7 hours ago
City Of London, England, United Kingdom £40,000.00-£70,000.00 2 weeks ago
City Of London, England, United Kingdom £147,000.00-£155,000.00 3 weeks ago
City Of London, England, United Kingdom £60,000.00-£80,000.00 6 days ago
Compliance Officer (Property Management firm, Gants Hill, Ilford)
London, England, United Kingdom 4 days ago
City Of London, England, United Kingdom 4 days ago
City Of London, England, United Kingdom £28,000.00-£40,000.00 5 days ago
Entity, Governance and Compliance, Manager
London, England, United Kingdom 1 week ago
City Of London, England, United Kingdom £85,000.00-£95,000.00 3 weeks ago
Basildon, England, United Kingdom 1 day ago
City Of London, England, United Kingdom £80,000.00-£100,000.00 4 days ago
Employability Compliance Officer - Skills & Employability
Greenwich, England, United Kingdom 2 months ago
London, England, United Kingdom 1 day ago
City Of London, England, United Kingdom 2 weeks ago
City Of London, England, United Kingdom £60,000.00-£60,000.00 6 days ago
Canvey Island, England, United Kingdom 4 days ago
City Of London, England, United Kingdom £40,000.00-£60,000.00 4 days ago
Compliance Officer (Healthcare Recruitment)
Waltham Abbey, England, United Kingdom 3 months ago
City Of London, England, United Kingdom 3 weeks ago
Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd.
London, England, United Kingdom 2 weeks ago
Financial Crime Compliance Sanctions Expert
London, England, United Kingdom 2 weeks ago
Senior Compliance Specialist - Enterprise Functions Compliance
City Of London, England, United Kingdom 1 week ago
Junior Environmental, H&S Compliance Officer
Compliance Contract - Financial Planning
City Of London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 1 week ago
London, England, United Kingdom 4 days ago
Compliance Officer (Healthcare Recruitment)
Waltham Abbey, England, United Kingdom 2 months ago
Harlow, England, United Kingdom 2 weeks ago
Compliance Advisory Senior Specialist - PA25COMRQ2001
Basildon, England, United Kingdom 2 weeks ago
Maidstone, England, United Kingdom 2 weeks ago
City Of London, England, United Kingdom 2 weeks ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr