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Senior Compliance Specialist (12 Month FTC) page is loaded
Senior Compliance Specialist (12 Month FTC)
Apply locations London, England time type Full time posted on Posted 2 Days Ago job requisition id R-351026
About this role:
Wells Fargo is seeking a Senior Compliance Specialist
In this role, you will:
* Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
* Oversee the Front Line's execution and challenges appropriately on compliance related decisions
* Provide oversight and monitoring of risk-based compliance programs
* Develop and oversee standards
* Provide subject matter expertise with comprehensive knowledge of business and functional area
* Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area
* Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
* Provide direction to the business on developing corrective action plans and effectively managing regulatory change
* Provide compliance risk expertise
* Consult for projects and initiatives with moderate risk for a business line
* Identify and recommend opportunities for process improvement and risk control development
* Provide direction to the business on developing corrective action plans and effectively managing regulatory change
* Report findings and make recommendations to management appropriate committees
* Interpret policies, procedures, and compliance requirements
* Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
* Work with complex business units, rules and regulations on moderate risk compliance matters
* Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications:
* Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Posting End Date:
11 Apr 2024
*Job posting may come down early due to volume of applicants.
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Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
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Wells Fargo & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets, proudly serves one in three U.S. households and more than 10% of small businesses in the U.S., and is a leading middle market banking provider in the U.S. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. Wells Fargo ranked No. 47 on Fortune’s 2023 rankings of America’s largest corporations. In the communities we serve, the company focuses its social impact on building a sustainable, inclusive future for all by supporting housing affordability, small business growth, financial health, and a low-carbon economy.
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