We have an exciting role available for a Compliance Officer, working for a well-established company working with the insurance sector with offices in Malton and Hull.
Competitive salary of between £29,000 - £31,500 depending on experience and excellent benefits including retail discount portal and regular incentives and social events. You’ll be joining a friendly, supportive and inclusive environment with excellent training and development.
In this role you will play a pivotal role in the successful delivery of compliance monitoring and risk management within the business.
You should have previous experience of working in a compliance function, ideally within an FCA regulated business.
As a Compliance Officer you will:
* Conduct file checks, departmental assurance, risk, client outcome and third-party due diligence monitoring and oversight activities.
* Collaborate with the Compliance and wider teams to develop the 1st and 2nd line of defence approach to risk management.
* Support with the preparation and collation of regulatory reporting.
* Provide guidance on financial promotions and customer facing documents to ensure that they adhere to the relevant regulations and procedures.
* Undertake and advise on Consumer Duty including but not limited to product governance, fair value assessments and completion of insurer information requests.
* Develop compliance working papers, testing and management information including outcomes reporting.
* Provide oversight and maintenance of agency, introducer, appointed representative and third party contract management variations, assessments, and maintenance.
* Complete general compliance team administrative tasks, record keeping and maintenance.
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