Are you passionate about ensuring regulatory compliance within the financial industry? Do you thrive in a dynamic environment where you can make a tangible impact? If so, we have an exciting opportunity for you to join the Compliance Team of a fantastic Investment Management organisation !
Main Purpose of the Role: As a key member of our Compliance Team, you'll play a vital role in assisting with various compliance matters, including managing compliance systems, providing advisory services to both Public Markets and Private Markets, and ensuring adherence to regulatory requirements.
Key Responsibilities:
* Build strong relationships with the firm's business units to provide support on compliance matters.
* Collaborate closely with the Head of Public Markets Compliance Advisory and other team members to deliver compliance advice.
* Monitor and report on industry developments relevant to the organisation's business.
* Provide ad hoc advice to the Public and Private Markets Groups.
* Provide assistance for ongoing surveillance within Public Markets in line with key regulator processes such as MAR
Technical Competencies, Skills, and Experience:
* Thorough knowledge of the UK regulatory framework.
* Demonstrable experience in Public Markets Compliance.
* Familiarity with Bloomberg, FundApps, or similar systems.
* Bachelor’s degree or equivalent; industry qualification preferred (e.g., CISI).
* Excellent understanding of FCA rules and industry best practices.
If you're ready to take the next step in your compliance career and make a difference in a dynamic and supportive environment, apply today! Or send your CV to alice.dee@bruinfinancial.com