Job Description
Compliance Manager (Lloyds Market Insurance)
About the Role
A key role in managing the day to day running of a London Market Compliance function
Responsibilities
1. To deputise the Head of Compliance in ensuring that appropriate controls, processes, and policies are in force and are effective
2. To deputise for Head Compliance in relation to all tasks and to manage and develop the skills and knowledge of direct reports.
3. Oversee the design, implementation and maintenance of appropriate and effective compliance policies & procedures
4. Provide proactive guidance on regulatory compliance matters
5. Support adherence to conduct management requirements
6. Play a key role in the day-to-day activities of the compliance function
7. Support the delivery and ongoing development of a robust compliance framework
8. Conduct sanctions-related due diligence
9. Manage the business timetable of regulatory returns
10. Work closely with the governance team to maintain compliance with the Senior Managers & Certification Regime
11. Support the design and delivery of compliance training
12. Act as secretary for designated governance groups, to be advised, including coordination of papers,...