Overview
Join to apply for the Senior Transaction Monitoring Advisory Manager role at Barclays. This position is a Vice President in our Investment Bank - Financial Crime, supporting the business with deep expertise in financial crime risk management, policy and regulation across IB transaction monitoring. The primary duties are to complete Transaction Monitoring Risk Assessments, ensure transaction monitoring risk coverage remains commensurate to the level of business risk exposure, increase the efficiency of transaction monitoring, support the implementation of strategic initiatives and business growth, and manage emerging risks and issues in line with Barclays Issue Management Standards. This role ensures that the bank effectively and efficiently monitors relevant transactional activity to identify, investigate and, where appropriate, report financial crime to law enforcement.
Responsibilities
* Complete Transaction Monitoring Risk Assessments.
* Ensure Barclays transaction monitoring risk coverage remains commensurate to the level of business risk exposure.
* Increase the efficiency of transaction monitoring.
* Support the implementation of strategic initiatives and business growth.
* Manage emerging risks and issues in line with Barclays Issue Management Standards.
* Monitor relevant transactional activity to identify, investigate and report financial crime where appropriate.
Qualifications
* Advanced degree level education and/or strong academic track record.
* Deep understanding and prior experience of managing Transaction Monitoring risk in wholesale banking (e.g., transaction banking, correspondent banking, markets, trade finance).
* Strong data analytic skills; knowledge of machine learning is advantageous.
* Knowledge of regulatory expectations across multiple geographies (e.g., US, UK, EU, APAC).
* Experience in managing stakeholder relationships across multiple jurisdictions.
* Experience contributing to strategic direction with a values-aligned performance culture.
* Experience implementing consistent risk and control global frameworks.
* Ability to deal with ambiguity and simplify outputs and recommendations.
* Comfortable in fast-growing and complex environments with ability to move between strategic topics and day-to-day regulatory risks.
* CAMS, ICA or similar financial crime certifications (preferable).
Other Desirable Skills Include
* Analytical and detail-oriented
* Proactive and solution-focused
* Strong interpersonal and communication skills
* Ability to operate independently and influence across matrix structures
* Comfortable working in fast-paced, dynamic regulatory environments
Location
This role is located in London or Birmingham.
Purpose of the role
To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays legal, regulatory and ethical responsibilities.
Accountabilities
* Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
* Identification and investigation of potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
* Conduct investigations of compliance risk events or breaches and oversee corrective actions and preventative measures.
* Implementation of compliance policies and procedures in line with regulatory requirements and alignment with international standards, including jurisdictional requirements.
* Collaboration with 1LOD, other Compliance teams, legal and risk management functions to facilitate a comprehensive approach to compliance and risk management.
* Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.
Vice President Expectations
* Contribute to or set strategy, drive requirements and make recommendations for change. Plan resources, budgets, and policies; manage and maintain policies/processes; deliver continuous improvements and escalate breaches of policies/procedures.
* If managing a team, define roles, plan for future needs, advise on performance, and contribute to pay decisions. Lead specialists to influence operations while balancing short and long-term goals within budgets and schedules.
* Demonstrate leadership behaviors to create an environment for colleagues to thrive and deliver a high standard of performance.
* For individual contributors, act as a subject matter expert, guide technical direction, lead multi-year assignments, and coach less experienced staff.
* Advise key stakeholders and senior management on functional and cross-functional impacts and alignment.
* Manage and mitigate risks in support of the control and governance agenda.
* Demonstrate leadership and accountability for managing risk and strengthening controls.
* Collaborate with other areas to stay aligned with business activity and strategy.
* Create solutions based on sophisticated analytical thought and problem-solving processes.
* Build and maintain trusting relationships with internal and external stakeholders to achieve outcomes.
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship, and the Barclays Mindset to Empower, Challenge and Drive.
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