OVERALL SUMMARY
Undertake Self Directed account and portfolio closure activity on the IRESS provided suite of systems within tight timeframe.
RESPONSIBILITIES
* Accurate and timely processing of account and portfolio closures for Self Directed clients.
* To be a central point of contact and owner for this activity.
* Close liaison with other departments, to ensure that the closures run smoothly and effectively.
* Involvement in problem solving.
* To inform Line Manager/Supervisor of areas of concern and issues that may arise.
* Consistently demonstrate the Firm’s Business Principles (Client, Excellence, People & Integrity).
Regulatory responsibilities ¦ Compliance/T&C
* Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
* Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies.
WE WOULD LOVE TO HEAR FROM YOU IF:
* Previous Financial Services experience, specifically in a Wealth Management business, would be a key advantage, as would experience in working with differing investment types/products and ‘platforms.’
* Detailed working knowledge of Microsoft Excel, in addition to the full suite of Microsoft Office Teams applications required.
* Keen attention to detail (system and non-system).
* Ability to work quickly and accurately within very tight deadlines.
* Good team player with the ability to work on own initiative.
* Flexibility and availability to work overtime during peak workload periods
* Excellent communication skills (written and verbal)
At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.
We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.
To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
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