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Compliance Officer - Multi Strat Hedge Fund, Basingstoke
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Client:
Coopman Search and Selection | B Corp
Location:
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
4
Posted:
04.06.2025
Expiry Date:
19.07.2025
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Job Description:
Coopman Search and Selection is partnering with a top-tier multi-strat hedge fund with approximately $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
This role involves working closely with the Head of Compliance to support the global compliance program's daily operations.
Key Responsibilities:
* Establishing training programs to ensure effective compliance development
* Managing the routine compliance monitoring program
* Conducting market abuse monitoring and trade reviews
* Researching new legal and regulatory developments
* Maintaining compliance registers, including personal account trading, breaches, errors, incidents, gifts, and entertainment
* Overseeing restricted lists and sanctions monitoring
* Providing compliance reports to the fund's board and clients
* Reviewing and approving marketing materials and advising on marketing rules across jurisdictions
* Handling regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably in a hedge fund or asset management
* Generalist compliance experience
* Knowledge of FCA & SEC regulations
* Understanding of fund structures like UCITS, Cayman, and managed accounts
* High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment
For a confidential discussion or more information, please contact [emailprotected]
As a Certified B Corporation, we operate differently, focusing on sustainability and stakeholder interests. Recognized globally as a company that does good, we value professional growth and collaboration in our workplace.
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