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Training and competence supervisor (investment professionals)

Nottingham (Nottinghamshire)
Royal Bank Of Canada
Supervisor
Posted: 13 August
Offer description

Job Summary

The Wealth Management Europe's existing Training and Competence team has implemented a centralised supervisory structure to enhance adviser capacity and performance. The successful candidate will join the national supervisory team to provide oversight, risk analysis, and developmental support to advisers.

Responsibilities:

* Supervise portfolio management roles, analysts, and research teams.
* Engage with investment committees to understand strategic asset allocation decisions.
* Collaborate with line managers to set goals, manage performance, and develop improvement plans.
* Assess employee competence and ensure follow-up actions are taken.
* Build strong relationships and promote a positive culture around adviser development.
* Provide insights into adviser performance and behavioral trends to stakeholders.
* Identify opportunities for adviser development and coordinate with training teams.
* Manage supervision activities, including planning and record-keeping, ensuring regulatory compliance.
* Promote high standards and best practices, supporting accountability and goal setting.
* Analyze data to identify patterns, root causes, and recommend remedial actions.
* Maintain a mindset of continuous improvement, risk mitigation, and critical analysis.

Requirements:

* CISI Certificate in Investment Management / IMC or equivalent qualification.
* Maintain competence and CPD as a Supervisor.
* Strong knowledge of investment instruments, asset allocation, and risk management.
* Experience in supervising or portfolio management, providing technical guidance.
* Understanding of FCA T&C handbook and regulatory environment.
* Ability to apply FCA guidance confidently across situations.
* Strong business awareness and strategic focus.
* Excellent data analysis skills to identify trends.
* Effective communication skills at all organizational levels.

What We Offer:

* Opportunities for professional growth and development.
* Supportive leadership and coaching.
* Work with leading professionals in the field.
* Impactful work in a dynamic, collaborative team.

Additional Information:

Location: London, UK; 35 hours/week; Full-time; Salaried; Platform: Wealth Management.

Application deadline: 2025-08-31. RBC Group does not accept agency resumes. Please refer to the original job posting for full details.

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