We are currently working on a very interesting in-house role of a Compliance Officer with a reputable investment firm dealing with UCITS. You will become a member of London team and will provide compliance and regulatory support.
We are seeking a highly motivated person looking to deploy their compliance related skillset in a client-facing environment. The ideal candidate should have min 3 years of UK retail fund experience.
You will report directly to the Head of Compliance and have the opportunity to make a meaningful contribution to the growth of a rapidly expanding UK Retail business.
Key Responsibilities:
* The role will involve balancing a demanding workload of time-sensitive compliance reviews and sign-offs, involvement in the compliance aspects of projects undertaken by the business, and providing advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
* Design training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
* The role sits within the global compliance function and there will be opportunities to work with senior members of our Compliance and other assurance teams in jurisdictions around the world, playing critical roles in firm-wide projects and initiatives.
* Develop and mentor junior members of the team as the role develops.
* Researching and taking the lead on significant emerging regulatory developments affecting the UK Retail business. This will include monitoring and analysing the divergence of the UK regulatory systems from those of Europe and proactively advising the business on the impact of these developments.
Role Requirements:
* A relevant bachelor’s degree ideally in Business, Finance, Law or Compliance
* Ideally 3-5 years of experience in a similar position within an UK retail fund / UCITS Management Company
* Self-starter with high standards, resilience, stamina, determination and perseverance
* Effective communicator at all levels within the organisation
* Dynamic and proactive attitude
* Pragmatic
* Able to work with a wide range of people
Job advantages:
* Working in a dynamic international team
* Fantastic opportunity to develop a career within a reputable brand
* Great culture.
* Autonomy
* Competitive salary package
Enthusiastic about the job?
Apply directly and send us your CV now by clicking on the Easy Apply button or contact Adriana: adriana@fundspartnership.com
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