Job Description
Job Title: Compliance Assistant (part time)
Industry: Financial Planning
Location: Cheltenham
Salary: £30-40,000 (FTE)
Job Reference: 10234
Job Description:
Recruit UK are working on an exciting opportunity for a Compliance Assistant to join a Financial Planning firm.
Our client is a Chartered Independent Financial Planning firm who specialist in supporting HNW and UHNW clients across the UK. They have a strong compliance team in the office and are looking to bring on an extra level of support to work directly alongside the Compliance Director.
Duties:
* Assist with regular audits of work across the firm
* Support with ad hoc project work to help maintain and update compliance procedures
* Assist with pre-sale and post-sale file checking
* Adhere to strict legal and regulatory requirements
Benefits:
* Highly competitive salary of up to £40,000 (full time)
* Part time opportunity, 30 hours a week
* Discretionary bonus scheme
* Hybrid working
* 6% pension contribution
* 25 days holiday
* Birthday off
* Buy and sell scheme
* Private medical insurance
* 4x DIS
* Progression opportunities available if interested
Skills and experience required:
* Experience working in the financial planning industry
* Strong knowledge of UK products and FCA regulations
* Experience working in a compliance/file checking position