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File reviewer - remote

Durham
£300 a day
Posted: 3h ago
Offer description

We are looking to build a team of File Reviewers to work with a leading Pensions and Investment Client on a suitability review. As a File Reviewer, you will be: Conducting post-sale reviews of client files to ensure advice suitability and regulatory compliance Identify and flag potential risks or areas for improvement Review ID&V documentation to ensure compliance with the companys procedure Maintain accurate records of all reviews and follow-up actions Were looking for a File Reviewer with: Industry qualifications e.g. Level 4 qualified, CII Diploma in Regulated Financial Planning or another Accredited Body qualification Financial services industry experience, including previous file review activities Strong knowledge of FCA requirements and industry best practice This will be an initial 3-month contract, with a start date expected in mid September, but comes with the likely option to extend further. You will be working Monday-Friday, (37.5 hours per week) on a remote working basis. In return, you will receive a salary of £300 per day, via an umbrella company. To apply for this role as File Reviewer, please click apply online and upload a copy of your latest CV. Candidate Source Ltd is an advertising agency. Once you have submitted your application it will be passed to the third party Recruiter who is responsible for processing your application. This will include holding and sharing your personal data, our legal basis for this is legitimate interest subject to your declared interest in a job. Our privacy policy can be found on our website and we can be contacted to confirm who your application has been forwarded to.

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