1. Head of Compliance and MLRO (SMF 16/17)
2. Head of Compliance and MLRO (SMF 16/17)
About Our Client
Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange.
Job Description
3. Lead and manage the compliance team, ensuring adherence to regulatory requirements.
4. Oversee Money Laundering Reporting Officer (MLRO) activities.
5. Develop and implement compliance policies and procedures.
6. Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry.
7. Ensure effective communication of compliance issues and requirements across all levels of the organisation.
8. Provide strategic advice and guidance on compliance matters.
9. Handle regulatory reporting and liaise with regulatory bodies.
10. Conduct compliance risk assessments and audits.
The Successful Applicant
The successful Head of Compliance & MLRO (SMF 16/17) should have:
11. Extensive knowledge of financial regulations and compliance.
12. Experience in managing the MLRO function.
13. Strong leadership and management skills.
14. Excellent communication and reporting skills.
15. The ability to develop and implement compliance policies and procedures.
16. Must have broad range of derivatives product knowledge, ideally some exposure to metals
17. Must have some experience dealing with exchanges, ideally LME
What's on Offer
18. The opportunity to work in the vibrant City of London.
19. The chance to join a leading global financial services company.
20. A dynamic and challenging work environment.
21. The possibility for career growth and development in banking and financial services.
We encourage all qualified candidates to apply for this exciting role as Head of Compliance & MLRO (SMF 16/17).