Job Description
Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.
In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.
You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.
Key responsibilities:
* Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
* Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
* Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
* Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
* Review and assess new products, transactions, and initiatives for regulatory implications.
* Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.
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