We are currently supporting a leading private credit firm with a Compliance Analyst hire in London on a contract basis. This is a generalist compliance role covering core compliance responsibilities, front-office trading monitoring, deal-side KYC and AML.
* Deal-side KYC experience, including onboarding and due diligence of counterparties.
* Conduct day-to-day compliance monitoring and control activities.
* Manage gifts and entertainment, personal account dealing and AML/Code of Conduct compliance in line with internal policies and regulatory requirements.
* Perform front-office trading monitoring and surveillance across trading desks.
* Oversee best execution monitoring and related trade quality assessments.
Requirements:
* 1–3 years’ experience in compliance, risk or regulatory support, ideally with exposure to alternative investments or credit strategies.
* Knowledge of UK and US regulatory frameworks preferred.
* Strong written and verbal communication skills.