The Senior Compliance Analyst will support the Firm’s regulatory objectives to counter the risk of market abuse, financial crime and/or other conflicts as they may arise
Job Duties
* Deploying market abuse trade surveillance and e-comm’s surveillance tools
* Prepare market abuse risk assessments
* Conduct trade and e-comms monitoring activities
* Work with key stakeholders to identify and investigate suspicious trading activity
* Keep abreast of and update key stakeholders with respect to regulatory developments in the area of market abuse, financial crime, and sanctions
* Conduct “Best Execution” monitoring
* Where required support the implementation of new market abuse trade surveillance and e-comms software
Education, Experience and Skills
Required Education and Experience:
* Experience working in the Financial Sector, preferably at an asset manager or hedge fund
* Surveillance processes essential
Preferred Education and Experience:
* Knowledge in financial products, hedge fund trading strategies and the regulatory environment
* A passion for problem solving and analysing data