Head of Compliance
FX/CFD Brokerage
London
£110,000–125,000 + benefits
Take control of compliance strategy across multiple global markets, with direct board-level influence and real ownership of how things get done. You’ll shape the compliance framework from the ground up, using your ideas and expertise to improve systems and processes that matter.
There’s a clear path here to becoming a key decision-maker in the business, with direct access to the CEO and opportunities to expand your influence into other areas of the company. You’ll also get a performance-related bonus that reflects the impact you make, along with private health insurance and a solid pension scheme.
You'll lead and manage the compliance function, ensuring the company meets all regulatory requirements across the UK and international markets. This is your chance to build and shape the compliance strategy, with direct input into key decisions and the ability to influence how things are done.
Key responsibilities include:
* Overseeing transaction reporting and ensuring compliance with FCA, MiFID and EMIR rules
* Liaising with regulators and handling audits, investigations and thematic reviews
* Approving financial promotions and monitoring regulatory developments
* Presenting management information on key issues like AML, TCF and staff training
* Handling complaints, breaches and conflicts of interest
* Acting as the Money Laundering Reporting Officer (MLRO) and overseeing AML processes
You'll work closely with senior management to ensure the business maintains strong compliance systems and controls. You’ll also have the chance to shape the company’s approach to regulatory compliance and make a real impact on how things are done.
What you’ll need:
* Experience as an SMF 16 and 17, with a strong track record in regulatory compliance
* Knowledge of CFD businesses and FCA regulations
* Strong leadership skills and the ability to influence senior stakeholders
About the company
This company is a globally recognised and regulated FX and CFD broker, operating across multiple international markets. They’ve built a strong reputation for offering a wide range of trading products and maintaining high standards of regulatory compliance.