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Compliance Admin Assistant, Luton, Bedfordshire
Client:
Direct Commercial Limited
Location:
Luton, Bedfordshire, United Kingdom
Job Category:
Other
-
EU work permit required:
Yes
Job Views:
3
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
Direct Commercial is an award-winning commercial motor insurer entering an exciting period of growth. We are looking for a Compliance Admin Assistant based in or around Chelmsford to join our existing Compliance team. We are fully office-based at our Chelmsford office.
Business management responsibilities:
* Adhere to Company Policies and Procedures at all times
* Undertake all activities in a professional and ethical manner
* Attend and actively participate in internal meetings (as required)
Individual Conduct Rules:
1. To act with integrity.
2. To act with due care, skill and diligence.
Role Overview & Responsibilities:
* Active involvement in DCL’s compliance function, including monitoring regulatory changes and reviewing policies and procedures annually;
* Develop an understanding of FCA regulation and its application to UK insurance firms;
* Assist with administration of DCL’s Complaints Handling process;
* Develop understanding of FCA’s Complaint Handling rules (DISP rules);
* Develop understanding of the Senior Managers and Certification Regime (SMCR);
* Assist with oversight of changes to company stationery/e-mail footers in line with legislation and FCA regulations;
* Assist with oversight of COI policy and ensure logging of all COI and gifts according to company procedures and the Bribery Act 2010;
* Assist with the maintenance of the SMCR;
* Assist with allocating mandatory compliance training and maintaining Broker Assess;
* Assist with preparing monthly reports for management and insurer partners;
* Undertake ad hoc compliance tasks as needed.
Skills:
* Excellent team player with strong collaboration skills
* Excellent organisational skills, able to manage multiple tasks
* Willingness to learn quickly and upskill as needed
* Excellent written and verbal communication skills
* Experience in insurance or financial services is desirable but not essential
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