Job Description
Our client is a leading global asset management house based in London. They are looking for a Senior Compliance Associate to come on board and take on a generalist Compliance and AML role. - with a core focus on Financial Crime responsibilities.
Duties and Responsibilities of a Senior Compliance Associate
* Managing and providing advice and guidance on AML and Financial Crime issues including CTF/ABC and Sanctions issues
* Providing regulatory advice on SM&CR, MiFID II, AIFMD, MAR and financial promotions issues
* Analysing the commercial impact of new regulations
* Undertaking risk assessments, monitoring and testing gap analyses and assessing remedial action where necessary
* Collating MI and making recommendation plans.
* Updating policies and procedures and delivering training where necessary
Skills and Qualifications needed for a Senior Compliance Associate
You will have a minimum of 7 years' experience gained from an investment or asset management house. You must have core AML/Financial Crime experience and strong understanding of the current regulatory landscape. Salary is up to £90K plus benefits, bonus potential and hybrid working.