File Auditor - Insurance Compliance
Job Market – Insurance / Compliance
About the Role
My client is looking for experienced FCA / Compliance / Insurance professionals to join their growing team. The candidate will be responsible for evaluating and improving the effectiveness of internal controls, risk management, and governance processes within an Insurance Broker business.
The role focuses on operational, financial, and compliance audits, ensuring that business activities are conducted efficiently, accurately, and in line with regulatory and company standards.
Key Duties
* Evaluate compliance with applicable insurance regulations, internal policies, and procedures.
* Conduct audits to ensure adherence to FCA requirements, conduct standards, and company policies.
* Prepare clear and structured audit reports via online audit portals, outlining findings, risks, and recommendations.
* Identify operational, financial, and compliance risks within the business.
* Assess the adequacy of controls implemented to mitigate those risks.
* Recommend practical improvements and monitor implementation of agreed actions.
Key Skills
* Attention to detail.
* Ability to influence stakeholders.
* Support colleagues in building relationships with insurance brokers, encouraging open, regular meetings.
* Ideally, experience working within a regulated environment and a full understanding of the principles of TCF and Insurance Practice.
Equal Opportunity
Along with our client, we are committed to a diverse workforce and recruit from a wide available pool of talent. The hiring, assessment, and selection process is fair, free from bias, and ensures the right person is selected for the job based on merit. We treat colleagues, candidates, clients, and business partners with equality, fairness, and respect, regardless of age, disability, race, religion or belief, gender, sexual orientation, marital status, or family circumstances.
A copy of our D&I policy can be made available upon request.
#J-18808-Ljbffr