Our client is looking for an experienced Paraplanner to join their expanding team based in Broadstairs, Kent.
Main Job Purpose:
To support advisers in providing compliant advice to clients.
Paraplanner - Responsibilities:
* Preparation of suitability reports from approved templates
* Draft templates for approval
* Obtain relevant quotations from providers
* Process new business
* Obtain client information
* Obtain policy information
* Demonstrate principles of Treating Customers Fairly in all customer dealings
* Communicate easily understandable recommendations to customers in all cases, and in writing
* Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance Comply with the requirements laid down in the
* Compliance and Administration procedures
* Create compliant client files where all communications are documented correctly
* Support the provision of good quality advice and service that does not require customers to make complaints Complete CPD activity to meet identified needs and complete training activity records accordingly
* Ensure any rule breaches are brought to the attention of the Senior Management
* Develop and maintain the highest possible compliance standards in all aspects of the business
Paraplanner - Qualifications:
· Full FPC or Certificate of Financial Planning (first paper required for Trainee status)