Job Description
1. Collaborate with teams across the firm and with Legal & Compliance colleagues to ensure all business activities are carried out in full compliance with applicable legal, regulatory, and internal requirements.
2. Review and assess complex legal and regulatory issues relating to the firm's trading activity, particularly involving swaps and other derivative instruments, and develop and implement the necessary policies and procedures.
3. Provide guidance to investment professionals on derivatives, securities laws, and regulatory obligations in multiple jurisdictions to support compliant and effective trading operations.
4. Lead or support the preparation of regulatory filings and serve as a point of contact with regulatory authorities.
5. Provide guidance on regulatory and compliance risk management, helping the firm anticipate and mitigate emerging risks.
6. Conduct legal research, develop educational materials, and deliver training to internal teams on evolving regulatory requirements.
7. Contribute to the development, enhancement, and implementation of firm‑wide compliance policies and procedures to strengthen the control environment.