I am currently working with a well established Law firm based in Basingstoke to work within a new department in the business, although the team is still small, it is close-knit, collaborative, and ambitious. Team members are eager to learn, open to feedback, and always looking for ways to improve how they work. With a strong focus on development and innovation, the team is committed to embedding best practices and helping to shape the future of the function within the firm.
Key Responsibilities
Support the client onboarding process by gathering, reviewing, and recording identification and verification documents in line with AML regulations.
Carry out initial and ongoing client due diligence checks using electronic verification systems and open-source research.
Maintain accurate and up-to-date compliance records, ensuring all documentation is filed in accordance with data protection requirements.
Monitor shared inboxes and respond to compliance queries or escalate them where necessary.
Assist in tracking training attendance and compliance with internal policies across the firm.
Help to prepare documentation for internal audits or regulatory inspections.
Support the development and maintenance of compliance policies, templates, and guidance materials.
Provide general ...