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Compliance administrator

Street
Permanent
WE Talent
Compliance administrator
Posted: 14 May
Offer description

WE Talent are working with a small business in the City of London who are recruiting for a Compliance Administrator to join their team. This is an ideal role for a candidate who thrives under a busy and varied workload, you will be working autonomously to manage a caseload of enquiries and tasks within a small team. Responsibilities * Manage enquiries via phone and email * Monitor, delegate and respond to the team inboxes * Write responses to queries and check information when required * Manage personal caseload of applications and amendments with a variety of complexity - review information critically in line with policies and procedures * Assist to project manage the annual licence renewal process * Maintain and update guidance with the Team Manager * Give guidance on available qualifications and regulatory benefits * Complete KYC (know your client) screening checks * Progress applications from inception to completion * Updating data on the system and Excel trackers * Support to the Directors as required Requirements Previous experience in compliance/regulation/audit/governance/quality assurance is essential Strong relationship building skills (internal and external) Analytical skills with the ability to produce reports when required A confident communicator able to converse with all levels of seniority Strong literacy skills able to draft a variety of written correspon...

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