The Compliance Officer (VP) sits within the Banks 2nd Line, carrying out QA of 1LoD duties. The role is focused on ensuring adherence to regulatory requirements and internal policies. Based in London, this position involves monitoring and enhancing compliance frameworks within the Compliance department.
Client Details
This organisation operates in the financial services industry and is known for its role across Global Emerging Markets. The company offers a structured environment with opportunities to work on high-impact projects.
Description
* Conduct quality assurance reviews of compliance frameworks to ensure regulatory adherence.
* Collaborate with the Risk & Compliance department to improve internal policies and procedures.
* Prepare and present reports on compliance findings to senior management.
* Monitor regulatory developments and ensure timely updates to the compliance framework.
* Provide guidance to internal teams on compliance-related matters.
* Support the execution of compliance training programmes.
* Investigate potential compliance breaches and recommend corrective actions.
* Maintain accurate records of compliance activities and quality assurance outcomes.
Profile
A successful Compliance Officer (VP) should have:
* Experience in the financial services industry, particularly within Risk & Compliance.
* Strong knowledge of regulatory frameworks and compliance practices.
* Proven ability to conduct quality assurance reviews and implement improvements.
* Excellent communication skills, both written and verbal.
* Attention to detail and the ability to manage multiple priorities effectively.
* A professional qualification in compliance or risk management would be advantageous.
Job Offer
* Competitive salary in the range of 65,000 to 85,000, depending on experience - we have scope to go above this for the right candidate.
* 29 days holiday allowance (not-including Bank Holidays) and additional company benefits (details provided upon application).
* Collaborative work environment in the heart of London.
* Opportunity to contribute to the compliance framework of a leading financial services organisation.
If you are ready to advance your career as an Compliance Officer (VP) in London, apply today to join this respected financial services organisation.
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