Job Description
RETAIL COMPLIANCE TECHNICAL ADVISORY MANAGER – L4 QUALIFIED WITH STAFF SUPERVISION EXPERIENCE AND INVESTMENTS & MORTGAGES KNOWLEDGE REQUIRED
£50K + benefits Hybrid (Leeds)
Ref:4111D
Our client, a well known compliance consultancy, is recruiting a manager to head up their technical advice team. Duties will include the following;
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o Deliver training on regulatory matters to the team and other internal departments.
o Promote a culture of cross-department collaboration within the group to ensure information, knowledge and experience is shared across the business.
o Coaching and developing the team with the ability to assess training needs.
o Setting, measuring and managing performance standards and expectations.
o Motivating team members and creating an environment that fosters participation and challenge whilst supporting individual needs.
o Reviewing firms’ Financial Promotions and Websites.
o Assist firms with internal notifications to the regulator and other requests.
You should have solid compliance experience of both Investments & Mortgages with the L4 qualification and staff supervision experience. NB the role is 3d pw in the office and 2d WFH.
So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including contact no) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
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