Position Overview
Employee Compliance UKI – Senior Managers Regime and Conduct Rules role at Deutsche Bank. Location: Birmingham. Corporate Title: Assistant Vice President. The Senior Managers Regime (SMR) forms part of the broader Senior Managers and Certification Regime (SMCR), implemented through Deutsche Bank’s UK Licensing and Registrations function within the UKI Employee Compliance team. You will be a key part of the Employee Licensing team based in London, delivering regulatory excellence and reporting to the London‑based SMR and Conduct Rules Lead.
What We’ll Offer You
A healthy, engaged and well‑supported workforce allows employees to do their best work and enjoy their lives inside and outside the workplace. We are committed to providing an environment with development and wellbeing at its centre. You can expect:
* Hybrid Working – remote work part of the time, with a pattern that works for you
* Competitive salary and non‑contributory pension
* 30 days’ holiday plus bank holidays, with the option to purchase additional days
* Life Assurance and Private Healthcare for you and your family
* A range of flexible benefits including Retail Discounts, Bike4Work, and Gym benefits
* The opportunity to support CSR programmes with 2 days’ volunteering leave per year
Your Key Responsibilities
* Processing and coordination of all aspects of application and notification processes with the FCA and/or PRA for Senior Management Functions (SMF) across Deutsche Bank’s UK regulated entities.
* Undertaking annual Fitness and Propriety assessments of SMFs and reporting to relevant entity boards/committees.
* Preparing submissions for Conduct Rule breach reporting to the FCA and/or PRA.
* Leading or supporting SMR and Conduct Rules‑specific and wider Employee Compliance project work.
* Ensuring timely and accurate UK Management Information and KPIs across SMR and Conduct Rules.
* Stakeholder management across Compliance, HR, other Infrastructure areas and the wider Business; sharing knowledge and providing best practice to foster process accuracy, compliance and efficiency.
Your Skills And Experience
* Regulatory Licensing experience (desirable) or demonstrable Compliance experience.
* Delivery focused, forward thinking and self-driven.
* Strong collaboration skills and ability to act as a trusted advisor.
* Ability to share information, knowledge and expertise with peers and team members.
* Demonstrate integrity, trust and fairness in all that you do.
How We’ll Support You
* Training and development to help you excel in your career
* Coaching and support from experts in your team
* A range of flexible benefits that you can tailor to suit your needs
* We value diversity and, as an equal opportunities employer, make reasonable adjustments for those with a disability (e.g., assistive equipment).
Please note the expected salary for some roles may be below minimum level requirements to support candidates who require a Skilled Worker visa to work in the UK. If you already have a Skilled Worker visa and are identified for a role, we can discuss and support you with the process.
About Us
Deutsche Bank is the leading German bank with strong European roots and a global network. Deutsche Bank in the UK has been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years and has been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for LGBTQ+ inclusion. We strive for a culture of excellence, initiative and collaboration. We welcome applications from all people and promote a positive, fair and inclusive work environment.
Additional Information
* Seniority level: Not Applicable
* Employment type: Full-time
* Job function: Other
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