Overview
Our client based in Warrington requires a Compliance Assistant/Administrator to join their existing team. You will assist Financial Planners and Investment Managers, supporting compliance and onboarding, and carrying out thorough compliance of files generated. The role requires strong attention to detail and ideally an understanding of financial planning regulations and products.
Responsibilities
* Assist Financial Planners and Investment Managers with compliance and onboarding.
* Carry out thorough compliance of files generated.
* Support the team in maintaining regulatory and internal standards.
Qualifications
* Preferable but not essential - CII PFS diploma qualified or equivalent
* A compliance or file checking background in Financial Services or similar
* Proficiency in Microsoft Office, especially Excel, Word, and Outlook
* Excellent numeracy and literacy skills
* Ideally educated to A-level standard, or equivalent
Apply today with an up-to-date CV
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