Core member of our Quality & Risk Management team to ensure compliance with FCA regulatory requirements for a UK Financial Advisory business. The individual will be involved in monitoring compliance on client engagements and will assist with improvement in processes, procedures and regulatory compliance. This will involve supporting and advising our engagement teams delivering M&A advisory services (buy side and sell side) and other services which may contain any elements of regulated activities e.g. warrants and options in a financial restructuring or debt advisory. The role involves providing advice to UK based teams who may be operating in multiple jurisdictions. In addition to ensuring compliance with applicable regulations, the individual should be commercially minded and able to communicate with engagement teams as a peer. The individual will be required to act as a trusted advisor to engagement teams in respect of complex client engagements.
* Background in client delivery of FCA regulated services or in FCA compliance for a Financial Advisory firm would be essential
* Good interpersonal skills and ability to work as part of a team
* Ability to communicate with, advise and influence engagement teams
* Knowledge of the DFSA regulation would be beneficial but not essential
* Requirement to:
o provide support and assistance in internal and external quality assurance reviews as required
o Respond to queries and provision of advice to teams verbally or in written form
o Provide support in quality improvement by making improvements to standard templates, processes, policies and procedures
The Financial Advisory Team at Teneo
Teneo’s global Financial Advisory business advises corporates, creditors and other financial stakeholders in situations of financial stress and distress. No two situations are the same. Our advice and approach is tailored to each situation and each client. At Teneo, we believe such occurrences present new opportunities for our clients. Opportunities to restore value, raise new capital, pivot in a new direction and ultimately, identify certainty amidst chaos. Teneo partners with clients to find viable opportunities that will protect and enhance value and help them to build strategies that will most benefit their business and/or investment goals.
Integrating the disciplines of financial advisory, management consulting, investor relations, strategic communications, government affairs, risk analysis and talent advisory, Teneo’s global Financial Advisory team guides companies and their stakeholders through periods of uncertainty and stress. We help address the challenges a business faces, whether that is targeted performance improvement to Financial Advisory, or delivering a route to recover value, our focus is delivering certainty from uncertainty.
What can we offer you?
New joiners are supported by a week-long induction programme, and continuous improvement is achieved through a structured and tailored programme that suits your career development.
As well as this we offer a whole host of benefits and reward including;
* 28 days holiday
* Discretionary Bonus Scheme
* Cash benefits allowance
* Pension Scheme
* Extensive investment in personal development & learning
* Enhanced maternity and paternity leave (depending on length of service) and shared parental leave
* Group Income protection
* Life assurance
* Cycle to work schemes
* Regular social, cultural and charitable activities
About Teneo
Teneo is the global CEO advisory firm. We partner with our clients globally to do great things for a better future.
Drawing upon our global team and expansive network of senior advisors, we provide advisory services across our five business segments on a stand-alone or fully integrated basis to help our clients solve complex business challenges. Our clients include a significant number of the Fortune 100 and FTSE 100, as well as other corporations, financial institutions, and organizations.
Our full range of advisory services includes strategic communications, investor relations, financial transactions and restructuring, management consulting, physical and cyber risk, organizational design, board and executive search, geopolitics and government affairs, corporate governance, ESG and DE&I.
The firm has more than 1,600 employees located in 40+ offices around the world.
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