Job Title: Risk & Compliance Assistant
Location: North East
Salary: Competitive, dependent on experience
Job Type: Full-time, Permanent
About the Firm:
We are a well-established and forward-thinking law firm with a strong reputation for delivering high-quality legal services. As part of our continued growth, we are looking to recruit a proactive and detail-oriented Risk & Compliance Assistant to support our compliance function.
The Role:
As a Risk & Compliance Assistant, you will play a key supporting role in ensuring the firm adheres to all regulatory and legal requirements. Working closely with senior compliance professionals, you will assist in maintaining effective risk management processes and promoting a culture of compliance across the firm.
Key Responsibilities:
1. Assisting with the monitoring of compliance with SRA regulations and internal policies
2. Supporting file reviews and internal compliance audits
3. Carrying out AML, KYC, and client due diligence checks
4. Assisting with conflict checks and onboarding processes
5. Maintaining accurate compliance records and registers
6. Supporting the investigation of compliance breaches and incidents
7. Assisting in the preparation of compliance reports
8. Acting as a first point of contact for basic compliance queries
Requirements:
9. Previous experience in a compliance, legal administration, or risk-based role within a law firm (preferred)
10. Understanding of SRA regulations and legal compliance frameworks
11. Familiarity with AML and GDPR requirements
12. Strong attention to detail and organisational skills
13. Excellent written and verbal communication skills
14. Ability to handle confidential information with discretion
Desirable:
15. Experience supporting a Risk & Compliance team or function
16. Relevant legal or compliance-related qualifications or training
What We Offer:
17. Competitive salary and benefits package
18. Structured training and development opportunities
19. Clear progression within the Risk & Compliance team
20. A supportive and collaborative working environment
How to Apply:
We are an equal opportunities employer and welcome applications from all suitably qualified candidates