The key responsibilities will be:
* Support impact assessments of changes to laws, regulations, and guidance on the financial crime control framework, including impacts on Policy and Standards.
* Oversee dispensations, waivers, and breaches processes, including assessing, granting, and monitoring exemptions.
* Define and maintain KRIs for monitoring adherence across Standards.
* Own and update AML risk assessment frameworks, including Transaction Monitoring Risk Assessment.
* Oversee completion of, and provide advisory support to 1LOD in, risk assessments.
* Supervise Business AML systems and controls to ensure appropriate risk management, including implementing AML Standards.
Purpose of the role
To provide data-led oversight and challenge on business and compliance matters, ensuring the organization operates in accordance with Barclays' legal, regulatory, and ethical responsibilities.
Accountabilities
* Identify and assess compliance risks through reviews of business activities, changes, processes, testing, and systems.
* Investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation, or Anti-Competitive Conduct.
* Conduct investigations of compliance risk events or breaches and oversee corrective actions.
* Implement compliance policies aligned with regulatory requirements and international standards.
* Collaborate with 1LOD, compliance teams, legal, and risk functions for comprehensive risk management.
* Identify and oversee potential money laundering, terrorist financing, or other financial crimes.
Director Expectations
* Manage a business function, influence strategic initiatives, and contribute to policy and procedures.
* Lead a large team or act as a technical expert, guiding projects and training less experienced staff.
* Provide strategic advice to senior management and committees.
* Manage resourcing, budgeting, and policy creation for a sub-function.
* Ensure compliance with policies and regulations, and influence external regulators and advocacy groups.
* Maintain industry and sector knowledge, and apply analytical skills to complex situations.
* Make strategic decisions and influence stakeholders at senior levels.
* Act as a principal contact for key clients and as a spokesperson for the division.
All Senior Leaders are expected to demonstrate leadership behaviours aligned with Barclays' values and to foster an environment of excellence and development.
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