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Asset management compliance manager

Birmingham (West Midlands)
Compliance manager
Posted: 12h ago
Offer description

Description Closing Date: 4th March, 2026 Salary and benefits: Up to £75,000 per annum plus an indicative bonus range of 16% bonus up to 32%, private medical cover, 38 days annual leave, excellent pension, 12x salary life assurance, career breaks, income protection, 3x volunteering days and much more Flexible working : All of our roles are open to part-time, job-share and other types of flexibility. We will discuss what is important to you and balancing this with business requirements during the recruitment process. You can read more about Phoenix Flex here. Location: Birmingham or London Who are we? We want to be the best place that any of our 6,600 colleagues have ever worked. We’re Phoenix Group, we’re a long-term savings and retirement business. We offer a range of products across our market-leading brands, Standard Life, SunLife, Phoenix Life and ReAssure. Around 1 in 5 people in the UK has a pension with us. We’re a FTSE 100 organisation that is tackling key issues such as transitioning our portfolio to net zero by 2050, and we’re not done yet. The role We are currently recruiting for an Asset Management (AM) Compliance Manager focusing on market conduct and trading oversight covering all regulatory matters with the exception of Financial Crime. In addition, the Compliance Advisory Manager will work with the Senior Advisory manager to oversee, and contribute to, effective governance processes and robust conduct risk management across Phoenix Asset Management. You will collaborate closely with the First Line Risk & Compliance teams as well as Front Office to improve procedures and controls, deliver training, and maintain strong connections with the wider Group Risk teams. This position also offers the opportunity to support senior compliance leadership and contribute to strategic compliance initiatives across the business. Roles and Responsibilities Provide regulatory advice across a broad range of regulations and products, including EMIR, SFTR, MIFID II. Monitor the completeness and accuracy of all reporting obligations by Phoenix Asset Management inclusive of reconciliation activity. Contribute to the ongoing strengthening of the compliance control framework including establishing new controls and writing new policies and procedures. Oversee core regulatory processes such as Threshold Monitoring, Transaction integrity, Derivatives reporting and Best Execution and trader governance. Undertake compliance testing and ensure that corrective action is taken where necessary. Help prepare and deliver the annual compliance plan. Help prepare and deliver the annual compliance training program, deliver specialized content face to face as necessary. Contribute to the development and management of the suite of compliance policies and procedures in line with relevant legislative and regulatory requirements. What we’re looking for Advisory experience within asset management, legal, or consultancy environments, with strong regulatory interpretation skills. Technical knowledge of regulations and products, especially MiFID II, EMIR, SFTR, and securitisation. Solid understanding of front office systems and controls, including MAR, Best Execution, and MiFID II. Strong grasp of regulatory reporting requirements, particularly EMIR and knowledge of MiFiR, and global legislative processes. Excellent communication, attention to detail, and a commercially minded, business-enabling approach. Degree or equivalent level of industry and technical experience We want to hire the whole version of you. We are committed to ensuring that everyone feels accepted and welcome applicants from all backgrounds. If your experience looks different from what we’ve advertised and you believe that you can bring value to the role, we’d love to hear from you. If you require any adjustments to the recruitment process, please let us know so we can help you to be at your best. Please note that we reserve the right to remove adverts earlier than the advertised closing date. We encourage you to apply at the earliest opportunity. Find out more about LifeAtPhoenix Guide for Candidates: thephoenixgroup.pagetiger.com/guideforcandidates Find or get answers from our colleagues: www.thephoenixgroup.com/careers/talk-to-us

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