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Compliance officer

Tonbridge
James Frank Associates
Compliance officer
Posted: 26 January
Offer description

Our client, a leading Financial Services institution is seeking a Compliance Officer on a full-time, contract basis. This role is offered on an initial 6-month contract basis.

This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm.

The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.

Key Responsibilities:

* Monitor, interpret and communicate regulatory developments, publications and communications

* Conduct details QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations

* Review all regulatory publications / communications

* Perform administrative duties within the Compliance function of the firm

* Contribute to dayto-day governance activities and project work

* Assist in ensuring all internal policies and governance is maintained and adhered to

Key Experience:

* Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment

* Strong understanding of PRA / FCA regulations and compliance risk

* Ability to work both independently and as part of the wider team

* Excellent communicator, confident liaising with colleagues and clients of all levels

* Previous experience in banking or financial institution is a must

This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments.

CVs are being reviewed, so please apply now for immediate consideration

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