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Compliance analyst - asset management firm

Exeter
JR United Kingdom
Compliance analyst
€60,000 - €80,000 a year
Posted: 7 June
Offer description

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Compliance Analyst - Asset Management firm, Exeter

Client: Robert Half

Location: Exeter, United Kingdom

Job Category: Other

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EU work permit required: Yes


Job Views:

2


Posted:

04.06.2025


Expiry Date:

19.07.2025


Job Description:

Compliance Analyst

Asset Management firm

Location: Exeter

The duties include:

* Support compliance reviews and approvals for financial promotions and marketing materials
* Support the Compliance department in implementing the Compliance Monitoring plan and performing monitoring in various areas including best execution and market abuse
* Collaborate with other members of the compliance team on policies, procedures, and compliance issues
* Perform daily monitoring of client investment restrictions
* Maintain and update compliance registers
* Assist in completing and submitting periodic compliance returns and reports, including regulatory submissions
* Advise staff on compliance matters
* Monitor and stay updated on regulatory developments
* Assist with compliance-led projects
* Manage employee conflicts of interest

The requirements include:

* At least 2 years' generalist compliance experience gained in a fund or Asset Manager
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