Job Description
Responsibilities
* Prepare summaries, reports, and gap analyses to keep the Compliance function and key stakeholders informed of relevant regulatory developments.
* Act as a trusted advisor by collaborating with colleagues across the compliance team to investigate queries and escalate issues relating to policy, procedures, licensing, and business placement.
* Deliver timely, accurate, and effective compliance support across the organisation and its affiliated entities.
* Monitor and assess changes in regulations and legislation relevant to the jurisdictions in which the business operates, identifying potential impacts.
* Provide clear, pragmatic compliance guidance, ensuring alignment with relevant regulatory and legal requirements.
* Support the coordination and resolution of business complaints, including the review and management of due diligence requests from external counterparties.
* Assist in preparing compliance reports for internal governance forums, such as Compliance Committee meetings.
* Contribute to the development and maintenance of compliance training resources, including e-learning modules, guides, and internal communications.
* Support the preparation and submission of regulatory returns and responses to information requests from regulatory bodies, including the FCA and other relevant authorities.
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