Job Description
Compliance Manager
International Bank based in London
Permanent position
Hybrid working on offer
Salary £85k basic plus excellent benefits
The Compliance team is primarily responsible for regulatory compliance, operational and legal risk coverage to support the Private, Priority and Corporate and Institutional Banking business in London. There will also be times when the employee may need to liaise with Group Head Office on Operational Risk and Audit matters.
As Compliance Manager, the incumbent’s core responsibilities will be:
* Provide day to day support to the London Business on all regulatory matters
* Full management of the SMCR framework
* Assisting in Training the London Branch on regulatory changes
* Executing regulatory reporting as and when required
Other responsibilities will include;
1. Updating SMCR procedures both certified staff and SMF’s
2. Chairperson for the SMCR and Conduct Rule Breach committee, booking in regular SMCR meetings, preparing the agenda, tracking the agenda and minuting the meetings
3. Launching annual reviews for both certified staff and SMF’s and liaising with Line Managers to ensure that deadlines ...